Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Client dealing (since 24 Jan 2025)
    • [FCA CF] Manager of certification employee (since 24 Jan 2025)
    • [FCA CF] Significant management (since 21 Jun 2023)
    • [FCA CF] Material risk taker (since 4 May 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 4 May 2022)
    • [FCA CF] Manager of certification employee (since 4 May 2022)
    • [FCA CF] Client dealing (since 4 May 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (6 Oct 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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