Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF10a CASS Oversight function (21 Oct 2011 to 5 Aug 2013)
    • CF29 Significant management (1 Nov 2007 to 14 Feb 2012)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • CF10a CASS Oversight function (21 Oct 2011 to 5 Aug 2013)
    • CF1 Director (16 Jul 2009 to 8 Apr 2011)
    • CF29 Significant management (1 Nov 2007 to 14 Feb 2012)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.