Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10a CASS Oversight function (21 Oct 2011 to 5 Aug 2013)
- CF29 Significant management (1 Nov 2007 to 14 Feb 2012)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
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- CF10a CASS Oversight function (21 Oct 2011 to 5 Aug 2013)
- CF1 Director (16 Jul 2009 to 8 Apr 2011)
- CF29 Significant management (1 Nov 2007 to 14 Feb 2012)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.