Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- [FCA CF] Manager of certification employee (since 3 Feb 2022)
- [FCA CF] Material risk taker (since 3 Feb 2022)
- [FCA CF] Significant management (since 3 Feb 2022)
- [FCA CF] Client dealing (since 3 Feb 2022)
- SMF18 Other Overall Responsibility (18 Jan 2017 to 2 Feb 2022)
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Royal Bank of Canada
FRN 124783
- [FCA CF] Material risk taker (since 3 Feb 2022)
- [FCA CF] Significant management (since 3 Feb 2022)
- [FCA CF] Client dealing (since 3 Feb 2022)
- [FCA CF] Manager of certification employee (since 3 Feb 2022)
- SMF22 Other Local Responsibility (18 Jan 2017 to 2 Feb 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.