Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stonehage Fleming Financial Services Limited
FRN 150118
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
- CF30 Customer (17 Nov 2015 to 8 Dec 2019)
- CF3 Chief Executive (7 Jun 2011 to 17 Feb 2014)
- CF1 Director (1 Dec 2001 to 7 Jun 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 30 Sep 2016)
- CF10 Compliance Oversight (1 Dec 2001 to 12 Dec 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.