Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KROLL SECURITIES LTD.
FRN 466588
- CF2 Non Executive Director (AR) (since 12 Aug 2025)
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Serendipity Capital UK Services Ltd
FRN 1035996
- (1)Employed By (since 12 Aug 2025)
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- SMF7 Group Entity Senior Manager (15 Feb 2019 to 31 Dec 2022)
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- SMF7 Group Entity Senior Manager (15 Feb 2019 to 31 Dec 2022)
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- SMF2 Chief Finance (30 Apr 2018 to 30 Sep 2018)
- SMF3 Executive Director (27 Apr 2018 to 30 Sep 2018)
- SMF7 Group Entity Senior Manager (10 Jun 2016 to 30 Apr 2018)
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- SMF7 Group Entity Senior Manager (30 Apr 2018 to 30 Sep 2018)
- SMF2 Chief Finance (7 Mar 2016 to 30 Apr 2018)
- CF1 Director (19 May 2014 to 6 Mar 2016)
- CF28 Systems and controls (19 May 2014 to 6 Mar 2016)
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- SMF7 Group Entity Senior Manager (22 Jun 2017 to 30 Sep 2018)
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- SMF7 Group Entity Senior Manager (10 Jun 2016 to 30 Sep 2018)
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- CF29 Significant management (21 Aug 2013 to 9 May 2014)
- CF30 Customer (1 Nov 2007 to 9 May 2014)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.