Ewen Harris

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Apr 2025)
    • CF30 Customer (1 Nov 2007 to 15 Apr 2025)
    • CF21 Investment Adviser (8 Feb 2006 to 31 Oct 2007)
    • CF1 Director (AR) (20 Oct 2005 to 15 Apr 2025)
    • CF22 Investment Adviser (Trainee) (20 Oct 2005 to 8 Feb 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (28 Feb 2005 to 7 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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