Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Director of firm who is not a certification employee or a SMF manager (since 5 Jan 2023)
    • CF1 Director (AR) (since 30 Nov 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 4 Dec 2015)
    • (2)Employed By (since 30 Nov 2022)
  • INTERESTME FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 542680

    • CF30 Customer (22 Nov 2011 to 31 Dec 2012)
  • Thistle Consulting (no longer approved here)

    FRN 568589

    • Employed By (22 Nov 2011 to 31 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

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