Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jul 2022)
- CF30 Customer (19 Nov 2012 to 11 Dec 2012)
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- SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 11 Oct 2021)
- CF8 Apportionment and Oversight (29 Feb 2016 to 8 Dec 2019)
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- CF30 Customer (28 Dec 2011 to 23 Dec 2012)
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- (4)Employed By (11 Apr 2002 to 23 Dec 2012)
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- (5)Employed By (1 Dec 2001 to 11 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.