Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Daiwa Capital Markets Europe Limited
FRN 124490
- SMF10 Chair of the Risk Committee (since 29 Jan 2024)
- SMF14 Senior Independent Director (since 30 Jul 2021)
- SMF11 Chair of the Audit Committee (since 24 Sep 2020)
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- Director of firm who is not a certification employee or a SMF manager (1 Jul 2024 to 11 Nov 2024)
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- [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 3 Jul 2019)
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- [PRA CF] Significant risk taker or Material risk taker (8 Feb 2018 to 3 Jul 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.