Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Jan 2023 to 2 Jul 2024)
- [FCA CF] Client dealing (1 Oct 2022 to 2 Jul 2024)
- [FCA CF] Manager of certification employee (1 Oct 2022 to 2 Jul 2024)
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- [FCA CF] Material risk taker (1 Jan 2023 to 13 Nov 2023)
- [FCA CF] Manager of certification employee (31 Mar 2020 to 13 Nov 2023)
- [FCA CF] Client dealing (31 Mar 2020 to 13 Nov 2023)
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- [FCA CF] Material risk taker (1 Jan 2023 to 2 Jul 2024)
- [FCA CF] Manager of certification employee (1 Oct 2022 to 2 Jul 2024)
- [FCA CF] Client dealing (1 Oct 2022 to 2 Jul 2024)
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- CF30 Customer (1 Nov 2007 to 2 Jul 2011)
- CF26 Customer Trading (2 Oct 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (18 Feb 2005 to 24 Mar 2005)
- CF22 Investment Adviser (Trainee) (16 Jun 2004 to 18 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.