Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Material risk taker (1 Jan 2023 to 2 Jul 2024)
    • [FCA CF] Client dealing (1 Oct 2022 to 2 Jul 2024)
    • [FCA CF] Manager of certification employee (1 Oct 2022 to 2 Jul 2024)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • [FCA CF] Material risk taker (1 Jan 2023 to 13 Nov 2023)
    • [FCA CF] Manager of certification employee (31 Mar 2020 to 13 Nov 2023)
    • [FCA CF] Client dealing (31 Mar 2020 to 13 Nov 2023)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Material risk taker (1 Jan 2023 to 2 Jul 2024)
    • [FCA CF] Manager of certification employee (1 Oct 2022 to 2 Jul 2024)
    • [FCA CF] Client dealing (1 Oct 2022 to 2 Jul 2024)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (1 Nov 2007 to 2 Jul 2011)
    • CF26 Customer Trading (2 Oct 2007 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (18 Feb 2005 to 24 Mar 2005)
    • CF22 Investment Adviser (Trainee) (16 Jun 2004 to 18 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.