Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HARBOUR ROCK CAPITAL LIMITED
FRN 754580
- 10. Broker fund adviser
- 14. Managing investments
- [FCA CF] Manager of certification employee (since 1 Feb 2025)
- [FCA CF] Client dealing (since 4 Mar 2024)
- [FCA CF] Functions requiring qualifications (since 4 Mar 2024)
- [FCA CF] Significant management (since 12 Sep 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.