Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10a CASS Oversight function (2 Jul 2015 to 16 May 2016)
- CF3 Chief Executive (6 Feb 2013 to 14 Feb 2017)
- CF10 Compliance Oversight (20 Dec 2011 to 6 Feb 2013)
- CF30 Customer (11 Apr 2011 to 28 May 2012)
- CF1 Director (14 Apr 2008 to 14 Feb 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.