Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Aug 2024)
    • [FCA CF] Client dealing (since 1 Aug 2024)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Material risk taker (1 Jan 2021 to 15 Jul 2024)
    • [FCA CF] Manager of certification employee (15 Jul 2019 to 15 Jul 2024)
    • [FCA CF] Client dealing (7 Mar 2017 to 15 Jul 2024)
    • CF30 Customer (4 Jan 2016 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (4 Jan 2016 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Jan 2013 to 19 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.