Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
    • CF10 Compliance Oversight (12 Oct 2004 to 1 Aug 2008)
    • CF11 Money Laundering Reporting (12 Oct 2004 to 10 Apr 2008)
    • CF21 Investment Adviser (4 Aug 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.