Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 30 Jun 2024)
    • CF30 Customer (since 24 Jun 2024)
    • [FCA CF] Client dealing (20 May 2024 to 30 Jun 2024)
    • [FCA CF] Functions requiring qualifications (20 May 2024 to 30 Jun 2024)
    • (13)Employed By (since 24 Jun 2024)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • [FCA CF] Client dealing (31 Mar 2023 to 5 Oct 2023)
    • [FCA CF] Functions requiring qualifications (31 Mar 2023 to 5 Oct 2023)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (13 Jan 2012 to 30 Jun 2017)
  • GSLP Financial Management Ltd (no longer approved here)

    FRN 219998

    • (4)Employed By (13 Jan 2012 to 30 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.