Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 30 Jun 2024)
- CF30 Customer (since 24 Jun 2024)
- [FCA CF] Client dealing (20 May 2024 to 30 Jun 2024)
- [FCA CF] Functions requiring qualifications (20 May 2024 to 30 Jun 2024)
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One Financial Solutions Ltd
FRN 607130
- (13)Employed By (since 24 Jun 2024)
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- [FCA CF] Client dealing (31 Mar 2023 to 5 Oct 2023)
- [FCA CF] Functions requiring qualifications (31 Mar 2023 to 5 Oct 2023)
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- CF30 Customer (13 Jan 2012 to 30 Jun 2017)
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- (4)Employed By (13 Jan 2012 to 30 Jun 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.