Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF30 Customer (8 Jul 2016 to 5 Jan 2017)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (14 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Jul 2005 to 14 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.