Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (19 Mar 2014 to 8 Dec 2019)
    • [FCA CF] Significant management (since 10 Aug 2018)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Sep 2004 to 31 Oct 2007)
    • [FCA CF] Significant management (since 10 Aug 2018)
    • [FCA CF] Material risk taker (since 17 May 2017)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Sep 2004 to 31 Oct 2007)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 22 Jan 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (13 Apr 2004 to 23 Jul 2004)
    • CF26 Customer Trading (10 Feb 2004 to 13 Apr 2004)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (13 Apr 2004 to 23 Jul 2004)
    • CF26 Customer Trading (10 Feb 2004 to 13 Apr 2004)
    • CF23 Corporate Finance Adviser (29 Jul 2003 to 10 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.