Evan Richards

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • [FCA CF] Client dealing (7 Aug 2018 to 14 Jun 2019)
    • [FCA CF] Manager of certification employee (7 Aug 2018 to 14 Jun 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 30 Nov 2015)
    • CF21 Investment Adviser (1 Dec 2001 to 17 Aug 2005)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (28 Oct 2005 to 5 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.