Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Algorithmic trading (since 1 Dec 2020)
    • [FCA CF] Client dealing (since 1 Aug 2017)
    • [FCA CF] Material risk taker (11 Oct 2024 to 23 Apr 2026)
    • [PRA CF] Significant risk taker or Material risk taker (11 Oct 2024 to 23 Apr 2026)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 May 2009 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.