Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (12 Jul 2018 to 18 Jan 2021)
    • CF30 Customer (22 Nov 2013 to 6 Mar 2016)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Client dealing (12 Jul 2018 to 18 Jan 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (12 Jul 2018 to 18 Jan 2021)
    • CF30 Customer (22 Nov 2013 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (4 Feb 2010 to 19 Jul 2013)
    • CF23 Corporate Finance Adviser (21 Feb 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.