Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 14 Jul 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jul 2020)
- CF30 Customer (21 Mar 2019 to 8 Dec 2019)
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- CF21 Investment Adviser (12 Mar 2003 to 14 Oct 2005)
- CF22 Investment Adviser (Trainee) (11 Jul 2002 to 12 Mar 2003)
- CF7 Sole Trader (AR) (11 Jul 2002 to 14 Oct 2005)
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- (1)Employed By (11 Jul 2002 to 14 Oct 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.