Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DIRECT IFA'S LIMITED (no longer approved here)

    FRN 228706

    • CF30 Customer (1 Nov 2007 to 30 Dec 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Dec 2008)
    • CF1 Director (26 Mar 2004 to 30 Dec 2008)
    • CF21 Investment Adviser (26 Mar 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (26 Mar 2004 to 30 Dec 2008)
  • Carlton Financial Planning Services (no longer approved here)

    FRN 187755

    • Employed By (4 Mar 1999 to 19 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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