Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIL Investments International (no longer approved here)

    FRN 122170

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2024)
    • CF30 Customer (18 Dec 2007 to 8 Dec 2019)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2024)
    • CF30 Customer (18 Dec 2007 to 8 Dec 2019)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF30 Customer (18 Dec 2007 to 23 Oct 2017)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF30 Customer (18 Dec 2007 to 15 Mar 2019)
  • Russell Investments Limited (no longer approved here)

    FRN 122282

    • CF27 Investment Management (5 Sep 2003 to 17 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.