Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (21 Apr 2023 to 3 Jul 2024)
- [PRA CF] Significant risk taker or Material risk taker (21 Apr 2023 to 3 Jul 2024)
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- [FCA CF] Manager of certification employee (16 Jul 2020 to 13 Jan 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 13 Jan 2023)
- [FCA CF] Material risk taker (7 Mar 2016 to 13 Jan 2023)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 13 Jan 2023)
- CF30 Customer (4 Jun 2010 to 31 Jan 2011)
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- CF21 Investment Adviser (10 Mar 2003 to 21 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.