Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Material risk taker (21 Apr 2023 to 3 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (21 Apr 2023 to 3 Jul 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (16 Jul 2020 to 13 Jan 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 13 Jan 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 13 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 13 Jan 2023)
    • CF30 Customer (4 Jun 2010 to 31 Jan 2011)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (10 Mar 2003 to 21 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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