Eugene Fintan Lawlor

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 2 Jul 2025)
  • Realm Investment Management Limited

    FRN 803673

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (16 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 May 2018 to 8 Dec 2019)
    • CF3 Chief Executive (16 May 2018 to 8 Dec 2019)
    • CF30 Customer (16 May 2018 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Oct 2004 to 1 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.