Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 27 Sep 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 3 May 2010)
    • (2)Employed By (since 27 Sep 2021)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (69)Employed By (29 Apr 2010 to 2 Aug 2023)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (29 Nov 2007 to 25 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (69)Employed By at One Financial Planning Ltd