Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 31 Mar 2026)
- [FCA CF] Client dealing (since 1 Jul 2018)
- [FCA CF] Manager of certification employee (3 Sep 2019 to 5 Sep 2019)
- [PRA CF] Significant risk taker or Material risk taker (3 Sep 2019 to 7 Aug 2020)
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- [PRA CF] Significant risk taker or Material risk taker (3 Sep 2019 to 7 Aug 2020)
- [FCA CF] Manager of certification employee (25 Nov 2016 to 7 Jan 2017)
- [FCA CF] Client dealing (25 Nov 2016 to 1 Jul 2018)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF23 Corporate Finance Adviser (12 Jul 2007 to 31 Oct 2007)
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- CF23 Corporate Finance Adviser (22 May 2003 to 15 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.