Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 31 Mar 2026)
    • [FCA CF] Client dealing (since 1 Jul 2018)
    • [FCA CF] Manager of certification employee (3 Sep 2019 to 5 Sep 2019)
    • [PRA CF] Significant risk taker or Material risk taker (3 Sep 2019 to 7 Aug 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (3 Sep 2019 to 7 Aug 2020)
    • [FCA CF] Manager of certification employee (25 Nov 2016 to 7 Jan 2017)
    • [FCA CF] Client dealing (25 Nov 2016 to 1 Jul 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (12 Jul 2007 to 31 Oct 2007)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF23 Corporate Finance Adviser (22 May 2003 to 15 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.