Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 19 Jun 2025)
    • [FCA CF] Client dealing (since 31 Jan 2025)
    • [FCA CF] Manager of certification employee (since 31 Jan 2025)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Material risk taker (8 Jan 2019 to 31 Dec 2020)
    • [FCA CF] Client dealing (2 Apr 2018 to 10 Oct 2024)
    • [FCA CF] Manager of certification employee (2 Apr 2018 to 10 Oct 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (19 Mar 2013 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 17 Dec 2012)
    • CF21 Investment Adviser (13 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Feb 2005 to 12 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.