Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercuria Europe Trading Limited (no longer approved here)

    FRN 628932

    • CF1 Director (19 Sep 2014 to 8 Oct 2015)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF29 Significant management (14 Aug 2013 to 30 Sep 2014)
    • CF30 Customer (1 Nov 2007 to 8 Oct 2014)
    • CF16 Significant Mgt (Desgntd Investment Business) (28 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (28 Jun 2007 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (15 Jul 2013 to 30 Sep 2014)
    • CF30 Customer (10 Nov 2008 to 8 Oct 2014)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF29 Significant management (15 Jul 2013 to 30 Sep 2014)
    • CF30 Customer (10 Nov 2008 to 24 Jul 2015)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF26 Customer Trading (7 Apr 2005 to 8 Dec 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (19 Nov 2004 to 8 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.