Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (19 Sep 2014 to 8 Oct 2015)
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- CF29 Significant management (14 Aug 2013 to 30 Sep 2014)
- CF30 Customer (1 Nov 2007 to 8 Oct 2014)
- CF16 Significant Mgt (Desgntd Investment Business) (28 Jun 2007 to 31 Oct 2007)
- CF21 Investment Adviser (28 Jun 2007 to 31 Oct 2007)
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- CF29 Significant management (15 Jul 2013 to 30 Sep 2014)
- CF30 Customer (10 Nov 2008 to 8 Oct 2014)
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- CF29 Significant management (15 Jul 2013 to 30 Sep 2014)
- CF30 Customer (10 Nov 2008 to 24 Jul 2015)
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- CF26 Customer Trading (7 Apr 2005 to 8 Dec 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (19 Nov 2004 to 8 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.