Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
AFH Independent Financial Services Limited
FRN 216704
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 17. Administrative functions in relation to managing investments
- [FCA CF] Client dealing (since 29 Sep 2021)
- [FCA CF] Functions requiring qualifications (since 29 Sep 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.