Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 15 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Oct 2025)
    • [FCA CF] Manager of certification employee (17 Feb 2017 to 6 Jun 2017)
    • [FCA CF] Client dealing (8 Feb 2017 to 12 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Oct 2025)
    • [FCA CF] Significant management (since 15 Oct 2025)
    • [FCA CF] Manager of certification employee (since 30 Jan 2025)
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Manager of certification employee (31 Oct 2022 to 10 Jan 2024)
    • [FCA CF] Client dealing (31 Oct 2022 to 4 Sep 2024)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF30 Customer (5 Oct 2012 to 15 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.