Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC Bank Plc
FRN 114216
- [FCA CF] Significant management (since 15 Oct 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Oct 2025)
- [FCA CF] Manager of certification employee (17 Feb 2017 to 6 Jun 2017)
- [FCA CF] Client dealing (8 Feb 2017 to 12 Sep 2022)
-
HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 15 Oct 2025)
- [FCA CF] Significant management (since 15 Oct 2025)
-
HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Manager of certification employee (since 30 Jan 2025)
- [FCA CF] Client dealing (since 4 Nov 2024)
- [FCA CF] Manager of certification employee (31 Oct 2022 to 10 Jan 2024)
- [FCA CF] Client dealing (31 Oct 2022 to 4 Sep 2024)
-
- CF30 Customer (5 Oct 2012 to 15 Nov 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.