Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (10 Jan 2013 to 8 Mar 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 22 Sep 2010)
    • CF21 Investment Adviser (1 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.