Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (17 Nov 2022 to 4 Aug 2023)
    • [FCA CF] Material risk taker (17 Nov 2022 to 4 Aug 2023)
    • [FCA CF] Client dealing (24 Jun 2021 to 17 Feb 2022)
    • [FCA CF] Manager of certification employee (24 Jun 2021 to 17 Feb 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (11 Aug 2022 to 4 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (11 Aug 2022 to 4 Aug 2023)
    • [FCA CF] Client dealing (24 Jun 2021 to 17 Feb 2022)
    • [FCA CF] Manager of certification employee (24 Jun 2021 to 17 Feb 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (24 Jun 2021 to 17 Feb 2022)
    • [FCA CF] Manager of certification employee (24 Jun 2021 to 17 Feb 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (13 Nov 2009 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (13 Nov 2009 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 4 Dec 2008)
    • CF21 Investment Adviser (7 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.