Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Invest Asset Management Ltd (no longer approved here)

    FRN 808804

    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 26 Mar 2023)
    • Responsibility for MCD Intermediation (27 Nov 2018 to 26 Mar 2023)
    • CF1 Director (27 Nov 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (27 Nov 2018 to 27 Nov 2018)
    • Responsible for Insurance Distribution (27 Nov 2018 to 26 Mar 2023)
    • CF10 Compliance Oversight (27 Nov 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.