Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (6 Mar 2015 to 11 Feb 2019)
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- CF28 Systems and controls (23 Apr 2008 to 31 Mar 2014)
- CF3 Chief Executive (23 Apr 2008 to 31 Mar 2014)
- CF30 Customer (23 Apr 2008 to 31 Dec 2014)
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- CF30 Customer (1 Nov 2007 to 13 Feb 2013)
- CF21 Investment Adviser (17 Jan 2007 to 31 Oct 2007)
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- CF1 Director (7 May 2004 to 16 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.