Errol Reynold David

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

King & Shaxson Limited (no longer approved here)
FRN 179213
- CF30 Customer (9 Sep 2015 to 3 Oct 2016)
Raymond James Financial International Limited (no longer approved here)
FRN 188244
- CF30 Customer (7 Apr 2014 to 17 Apr 2014)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (2 Apr 2013 to 31 Mar 2014)
Novate Global Markets Limited (no longer approved here)
FRN 124624
- (210)CF30 Customer (8 Nov 2007 to 31 Mar 2009)
Daiwa Capital Markets Europe Limited (no longer approved here)
FRN 124490
- CF21 Investment Adviser (17 Jan 2005 to 28 Sep 2007)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (210)CF30 Customer at Novate Global Markets Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.