Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Client dealing (since 24 Feb 2020)
- [FCA CF] Manager of certification employee (since 24 Feb 2020)
- CF30 Customer (5 Mar 2012 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (1 Jul 2018 to 27 Dec 2018)
- [FCA CF] Client dealing (1 Jul 2018 to 27 Dec 2018)
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- [FCA CF] Client dealing (12 Dec 2017 to 27 Dec 2018)
- [FCA CF] Manager of certification employee (18 Jan 2017 to 8 Jan 2019)
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- CF30 Customer (1 Nov 2007 to 1 Oct 2010)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.