Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 24 Feb 2020)
    • [FCA CF] Manager of certification employee (since 24 Feb 2020)
    • CF30 Customer (5 Mar 2012 to 8 Dec 2019)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (1 Jul 2018 to 27 Dec 2018)
    • [FCA CF] Client dealing (1 Jul 2018 to 27 Dec 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (12 Dec 2017 to 27 Dec 2018)
    • [FCA CF] Manager of certification employee (18 Jan 2017 to 8 Jan 2019)
  • Blackfriars Asset Management Limited (no longer approved here)

    FRN 180892

    • CF30 Customer (1 Nov 2007 to 1 Oct 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.