Ernst Dolce

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • [FCA CF] Significant management (23 Jul 2020 to 30 Nov 2022)
    • [FCA CF] Material risk taker (23 Jul 2020 to 30 Nov 2022)
    • CF30 Customer (1 Dec 2017 to 8 Dec 2019)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.