Ernesto Mercadante

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (7 Oct 2019 to 6 Dec 2019)
    • [FCA CF] Client dealing (4 Oct 2019 to 6 Dec 2019)
    • [FCA CF] Material risk taker (1 Apr 2019 to 16 Mar 2020)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [FCA CF] Client dealing (7 Mar 2016 to 2 Jul 2019)
    • CF30 Customer (2 Jul 2015 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (9 Jun 2010 to 29 Jun 2015)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (9 Jun 2010 to 29 Jun 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.