Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Baring International Investment Limited
FRN 122628
- [FCA CF] Client dealing (since 15 Dec 2023)
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Baring Asset Management Limited
FRN 170601
- [FCA CF] Client dealing (since 15 Dec 2023)
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- [FCA CF] Client dealing (4 Oct 2021 to 14 Mar 2022)
- [FCA CF] Manager of certification employee (4 Oct 2021 to 14 Mar 2022)
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- [FCA CF] Client dealing (30 Jan 2018 to 24 Sep 2021)
- CF30 Customer (28 Feb 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.