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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ABEX UK Derivatives Limited
FRN 1033792
- SMF1 Chief Executive (since 22 Dec 2025)
- SMF3 Executive Director (since 22 Dec 2025)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- [FCA CF] Client dealing (6 Feb 2020 to 3 May 2022)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- [FCA CF] Client dealing (6 Feb 2020 to 3 May 2022)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (10 Feb 2014 to 22 Aug 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.