Erin Elizabeth Rigault

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Continuum (Financial Services) LLP

    FRN 802331

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 21 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2023)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • Appointed representative dealing with clients for which they require qualification (11 Mar 2021 to 1 Aug 2023)
    • CF1 Director (AR) (30 Apr 2019 to 1 Aug 2023)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (19 Feb 2009 to 14 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

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