Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Director of firm who is not a certification employee or a SMF manager (20 Sep 2020 to 23 Jun 2025)
- [FCA CF] Significant management (19 Sep 2020 to 20 Sep 2020)
-
- CF30 Customer (1 Nov 2007 to 18 Dec 2008)
- CF21 Investment Adviser (8 Sep 2006 to 31 Oct 2007)
-
- CF21 Investment Adviser (6 Sep 2005 to 13 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.