Erik Johan Esselink

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- CF1 Director (AR) (since 8 Dec 2025)
- CF30 Customer (since 8 Dec 2025)
- [FCA CF] Significant management (since 20 Oct 2025)
- [FCA CF] Client dealing (since 20 Oct 2025)
West Bay Partners Limited
FRN 1045370
- Employed By (since 8 Dec 2025)
Invesco Fund Managers Limited (no longer approved here)
FRN 119298
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2023)
Invesco Asset Management Limited (no longer approved here)
FRN 122674
- [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 3 May 2022)
- CF30 Customer (6 Feb 2008 to 15 Aug 2014)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Dec 2001 to 24 Aug 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.