Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF29 Significant management (1 Nov 2007 to 29 Oct 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (10 Oct 2006 to 31 Oct 2007)
- CF9 EEA Investment Business Oversight (21 Jun 2006 to 5 Aug 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.