Erik Dietmar Koenig

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Significant management (since 31 Jan 2023)
    • [FCA CF] Material risk taker (since 10 Jan 2023)
    • [FCA CF] Manager of certification employee (since 25 Nov 2022)
    • [FCA CF] Client dealing (since 18 Oct 2022)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Significant management (since 31 Jan 2023)
    • [FCA CF] Material risk taker (since 10 Jan 2023)
    • [FCA CF] Manager of certification employee (since 25 Nov 2022)
    • [FCA CF] Client dealing (since 18 Oct 2022)
  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Aug 2022)
    • CF30 Customer (16 Nov 2018 to 8 Dec 2019)
  • AHL Partners LLP (no longer approved here)

    FRN 593791

    • CF30 Customer (21 Mar 2014 to 28 Apr 2017)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF30 Customer (19 Oct 2012 to 23 Apr 2018)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 25 Aug 2008)
    • CF21 Investment Adviser (16 Aug 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 25 Aug 2008)
    • CF21 Investment Adviser (16 Aug 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.