Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tufton Investment Management Ltd (no longer approved here)

    FRN 139100

    • CF11 Money Laundering Reporting (23 Jul 2012 to 22 Feb 2017)
    • CF30 Customer (8 Apr 2009 to 22 Feb 2017)
    • CF1 Director (5 Mar 2004 to 22 Feb 2017)
    • CF3 Chief Executive (5 Mar 2004 to 22 Feb 2017)
    • CF8 Apportionment and Oversight (5 Mar 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.