Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Global Asset Management (UK) Limited
FRN 189154
- SMF1 Chief Executive (since 1 Apr 2023)
- SMF3 Executive Director (since 1 Apr 2023)
- Director of firm who is not a certification employee or a SMF manager (8 Mar 2021 to 31 Mar 2023)
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BlueBay Asset Management LLP
FRN 571599
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2023)
- CF3 Chief Executive (1 May 2017 to 8 Dec 2019)
- CF30 Customer (13 Dec 2012 to 8 Dec 2019)
- CF4 Partner (13 Dec 2012 to 8 Dec 2019)
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- CF1 Director (21 Apr 2010 to 20 Jul 2012)
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- CF1 Director (10 Jul 2009 to 30 Sep 2012)
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- CF8 Apportionment and Oversight (17 Apr 2007 to 31 Oct 2007)
- CF3 Chief Executive (9 Mar 2004 to 5 Jun 2009)
- CF1 Director (9 Mar 2004 to 5 Jun 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.