Erica Margaret Swales

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HOMELOAN MANAGEMENT LIMITED (no longer approved here)
FRN 304476
- Responsible for Insurance Mediation (17 Oct 2016 to 29 Sep 2017)
- CF1 Director (17 Oct 2016 to 29 Sep 2017)
- Responsibility for MCD Intermediation (17 Oct 2016 to 29 Sep 2017)
ODYSSEY MORTGAGE SERVICES LIMITED (no longer approved here)
FRN 303216
- Responsibility for MCD Intermediation (13 Jun 2016 to 29 Sep 2017)
- CF1 Director (13 Jun 2016 to 29 Sep 2017)
- Responsible for Insurance Mediation (13 Jun 2016 to 29 Sep 2017)
Landmark Mortgages Limited (no longer approved here)
FRN 106081
- Responsibility for MCD Intermediation (21 Mar 2016 to 5 May 2016)
- CF29 Significant management (4 Apr 2011 to 5 May 2016)
- Responsible for Insurance Mediation (4 Apr 2011 to 15 May 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.