Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (10 Mar 2012 to 10 May 2012)
  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
    • CF17 Significant Mgt (Other Business Operations) (14 Feb 2006 to 14 Feb 2006)
    • CF1 Director (14 Feb 2006 to 30 Sep 2011)
    • CF21 Investment Adviser (14 Feb 2006 to 14 Feb 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (14 Feb 2006 to 14 Feb 2006)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.